Michael William Townsend

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 12/2017
  Waddell & Reed, Inc
  Orland Park, IL
• 11/2015 → 12/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Frankfort, IL
• 12/2017 → Present
  Raymond James & Associates
  Oakbrook Terrace, IL

Previous Registrations

• 2015-01-06 → 2018-01-04
  Waddell & Reed
  Mokena, IL
  Lisle, IL
  Savage, MN
  Elgin, IL
  Chicago, IL
• 2013-09-04 → 2015-11-30
  Prospera Financial Services, Inc.
  Chicago, IL
  Dallas, TX
• 2009-04-17 → 2013-09-26
  Ameriprise Financial Services, Llc
  Arlington Hts, IL
  Orland Park, IL
  Minneapolis, MN
  Ft Lauderdale, FL
  Orland Park, IL
• 2003-06-24 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Chicago, IL
  Orland Park, IL
  Chicago, IL
• 2003-03-11 → 2003-06-25
  Choreo, Llc
  Oaklawn, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-22
• S63 Uniform Securities Agent State Law Examination
  1992-10-15

Designations

• Certified Financial Planner

Other Names

• Mike Townsend