Rafael Sosa Matos

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2016
  Unemployed
  Winter Springs, FL
• 10/2016 → 05/2019
  Foresters Financial Services
  Maitland, FL
• 08/2017 → 05/2019
  Foresters Advisory Services
  Maitland, FL
• 11/2017 → 04/2018
  Schlesinger Associates
  Orlando, FL
• 05/2019 → 09/2019
  Standard Construction Services, Llc.
  Windermere, FL
• 10/2019 → 09/2022
  Mutual Of Omaha Investor Services, Inc.
  Lake Mary, FL
• 09/2019 → 09/2022
  Mutual Of Omaha Insurance Company
  Oviedo, FL
• 04/2023 → Present
  Level Four Financial, Llc
  Dallas, TX
• 04/2023 → Present
  Level Four Advisory Services, Llc
  Dallas, TX
• 09/2022 → 03/2023
  American Fidelity
  Clear Water, FL

Previous Registrations

• 2019-10-28 → 2022-09-13
  Mutual Of Omaha Investor Services, Inc.
  Lake Mary, FL
  Tampa, FL
• 2017-11-14 → 2019-05-17
  Foresters Advisory Services, Llc
  Maitland, FL
• 2013-02-20 → 2014-04-01
  Morgan Stanley
  Winter Park, FL

Other Businesses

LEVEL FOUR ADVISORY SERVICES, LLC, SEC REGISTERED INVESTMENT ADVISOR, 12400 COIT ROAD, SUITE 700, DALLAS TX 75251, SUPERVISORY PRINCIPAL / BRANCH MANAGER, DEVOTE 50% OF TIME BETWEEN LFF AND LFAS, STARTED 4/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-22
• S63 Uniform Securities Agent State Law Examination
  1994-06-29

Other Names

• Rafael Sosa