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John Thomas Nicolaus

Morgan Stanley

Coos Bay, OR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-05-26
TX RA APPROVED_RES 2020-05-26
  • OR RA
    APPROVED
    Since 2020-05-26
  • TX RA
    APPROVED_RES
    Since 2020-05-26

Branch Locations

276 West Commercial, Coos Bay, OR 97420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 01/2005 05/2020
Morgan Stanley Smith Barney Llc Coos Bay OR 05/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 01/2005 → 05/2020
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2020 → Present
    Morgan Stanley Smith Barney Llc
    Coos Bay, OR
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2005-01-21 → 2020-05-26
    Cuso Financial Services, L.P.
    Grants Pass, OR
    Hillsboro, OR
    North Bend, OR
    Newberg, OR
    Fairview, OR
    Northbend, OR
    Coos Bay, OR
  • 2001-07-23 → 2004-12-31
    Cuna Brokerage Services, Inc.
    North Bend , OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-21
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S65 Uniform Investment Adviser Law Examination
    1995-04-21
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17
Other Names
  • John T Nicolaus

View on SEC IAPD

Other Firms

EDWARD JONES
OSAIC WEALTH, INC.
HIGHROAD WEALTH ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Jared Nathan Barber
Joshua W Payne
Pamela Caprice de Jong
DONALD EVAN PEABODY
Bradford Duncan McKeown
JONATHAN DAVID HANSON
Jordan Dawn Kongiser
Joshua Samuel Nicolaus

Other Offices

EDWARD JONES · COOS BAY, OR
EDWARD JONES · COOS BAY, OR
OSAIC WEALTH, INC. · COOS BAY, OR
HIGHROAD WEALTH ADVISORS, LLC · COOS BAY, OR
EDWARD JONES · COOS BAY, OR
OSAIC WEALTH, INC. · COOS BAY, OR
WELLS FARGO CLEARING SERVICES, LLC · COOS BAY, OR
LPL FINANCIAL LLC · NORTH BEND, OR

More in Coos Bay, OR

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