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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-08-11 |
| OR | RA | APPROVED | 2015-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Coos Bay | OR | 04/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | Present |
1. Resource Matters,LLC; Investment related Not; COOS BAY OR; Consulting business for mining companies and construction companies; LLC Member(proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0; After business hours: 0 2. *OBI - 555095 - Rental Property ; Investment related - Yes ; Coos Bay, Oregon ; Rental Property ; Joint Property Owners of Real Property(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2020 ; During business hours : 0 ; After business hours : 1 ; Passive Owner 3. *OBI - 555098 - Rental Property ; Investment related - Yes ; Coos Bay, Oregon ; Rental Property ; Joint owners of rental property(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2022 ; During business hours : 0 ; After business hours : 1 ; Passive owner * *556046 - Rental Property; Investment related-Yes; North Bend, Oregon; Rental Property; Joint property owners of real property (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 1; Passive owner *615709 - Rental Property; Investment related: Yes; Coos Bay, Oregon; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 1; Joint property owners of real property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-26 |
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