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Current Employers
Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-04-04
  • AZ RA
    APPROVED
    Since 2018-04-04

Branch Locations

20551 N Pima Road Suite 200, Scottsdale, AZ 85255 • United States

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacrest Wealth Management Purchase NY 02/2012 Present
  • 02/2012 → Present
    Seacrest Wealth Management
    Purchase, NY
Previous Registrations
  • 2009-06-01 → 2012-03-09
    Walnut Creek, CA
    Pleasanton, CA
    Pleasanton, CA
    Walnut Creek, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Walnut Creek, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Danville, CA
    Hayward, CA
    Hayward, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-05
S63 Uniform Securities Agent State Law Examination 1992-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-01-05
  • S63 Uniform Securities Agent State Law Examination
    1992-06-30
Other Names
  • Dan Moskow

View on SEC IAPD

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