Jeannie Shen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 04/2025
  Bank Of America, N.A.
  Ontario, CA
• 05/2025 → 06/2025
  Lpl Financial Llc
  South Pasadena, CA
• 05/2025 → 06/2025
  Bmo Harris Bank
  South Pasadena, CA
• 07/2025 → Present
  J.P. Morgan Securities Llc
  Claremont, CA
• 07/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Claremont, CA
• 05/2000 → 08/2022
  Wells Fargo Bank
  Rancho Cucamonga, CA

Previous Registrations

• 2025-05-19 → 2025-07-23
  Lpl Financial Llc
  Pasadena, CA
• 2022-08-19 → 2025-04-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ontario, CA
• 2011-01-03 → 2022-08-24
  Wells Fargo Clearing Services, Llc
  Rancho Cucamonga, CA
  Redlands, CA
  San Diego, CA
  Pasadena, CA
  Upland, CA
  Pasadena, CA
  Rancho Cucamonga, CA
• 2005-11-21 → 2011-01-03
  Wells Fargo Investments, Llc
  Rancho Cucamonga, CA
  Los Angeles, CA
  Alhambra, CA
  Temple City, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-11-17

Other Names

• Geannie Shen