Jason Allan Gilman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-06-03
TX	RA	APPROVED_RES	2022-03-15

CA RA
APPROVED

Since 2022-06-03
TX RA
APPROVED_RES

Since 2022-03-15

Branch Locations

Bay Point, CA • United States

2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States

555 California St, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Concord	CA	11/2015	07/2017
Various Insurance Carrier For W & R Insurance Agencies	Pittsburg	CA	11/2015	07/2017
The O.N. Equity Sales Company	Cincinnati	OH	06/2018	11/2020
Ohio National Financial Services	Cincinnati	OH	06/2018	11/2020
Unemployed	Pittsburg	CA	07/2017	06/2018
New York Life Insurance Co	San Francisco	CA	03/2021	11/2021
Nylife Securities Llc	San Francisco	CA	04/2021	11/2021
Unemployed	San Francisco	CA	11/2020	03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	11/2021	Present

11/2015 → 07/2017

Waddell & Reed, Inc

Concord, CA
11/2015 → 07/2017

Various Insurance Carrier For W & R Insurance Agencies

Pittsburg, CA
06/2018 → 11/2020

The O.N. Equity Sales Company

Cincinnati, OH
06/2018 → 11/2020

Ohio National Financial Services

Cincinnati, OH
07/2017 → 06/2018

Unemployed

Pittsburg, CA
03/2021 → 11/2021

New York Life Insurance Co

San Francisco, CA
04/2021 → 11/2021

Nylife Securities Llc

San Francisco, CA
11/2020 → 03/2021

Unemployed

San Francisco, CA
11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

Previous Registrations

2015-11-23 → 2017-08-09

Waddell & Reed

Napa, CA

Concord, CA
2005-10-17 → 2015-12-01

Msi Financial Services, Inc.

Santa Rosa, CA

Santa Rosa, CA

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; Pittsburg, CA 94565; start 11/2020; commissions; independent contractor; 1 hour per month, 1 during securities trading hours; insurance related]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-01
S63	Uniform Securities Agent State Law Examination	1992-08-07

S65 Uniform Investment Adviser Law Examination

2022-06-01
S63 Uniform Securities Agent State Law Examination

1992-08-07

View on SEC IAPD