Earl Bernard Rideau

Current Employers

Employment History

• 08/1990 → Present
  Self Employed
  Pasadena, CA
• 11/2009 → Present
  Earl B. Rideau, Llc
  Pasadena, CA
• 06/2014 → Present
  Lpl Financial, Llc
  Napa, CA
• 08/2016 → Present
  Golden State Wealth Mangement, Llc
  Pasadena, CA

Previous Registrations

• 2016-02-08 → 2016-10-20
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2014-07-15 → 2015-12-31
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2012-09-12 → 2014-07-01
  Waddell & Reed
  Torrance, CA
• 2009-05-04 → 2010-12-31
  Cabot-Rothchild, Llc
  Canyon Lake, CA

Other Businesses

(1) 06/30/2014: Earl B Rideau, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - 1% Time Spent (2) 08/30/2016: Golden State Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 1290 Jefferson Street Suite C Napa, CA 94559 - Start 08/18/2016 - 40 Hr/Mo; 40 Hour(s) During Securities Trading (3) 08/31/2016: Golden State Wealth Management, LLC - Registered Investment Advisor Hybrid - DBA: Golden State Wealth Mangement, LLC - Investment Related - 1290 Jefferson Street Suite C Napa, CA 94559 - Start 08/18/2016 - 40 Hr/Mo; 40 Hour(s) During Securities Trading. (4) 9/20/2016: Global Kingdom Solutions, LLC dba Global Kingdom Insurance Solutions - Investment Related - Home Based - Insurance Agency - Started 02/01/16 - 10 Hours Per Month/4 Hours During Securities Trading. (5) 8/21/2018 - Golden State Wealth Management - DBA: GSWM - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/15/2018 - 1 Hours Per Month/1 Hours During Trading. (6) 1/26/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - Time Spent 2% - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. (7) 12/11/2024 - Earl B. Rideau, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/15/15 - 4 hours per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-12-03
• S65 Uniform Investment Adviser Law Examination
  2008-07-08

Other Names

• Bernard Rideau