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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-19 |
| WA | RA | APPROVED | 2019-01-22 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Bellevue | WA | 04/2013 | Present |
1. Notary for the State of Washington; Lake Forest Park, WA; notarize documents for clients and/or employees as needed; 1994; 0 hours per day; during securities trading hours; Not Investment Related. 2. Falcon Athletic Booster Club; PO Box 2983, Woodinville, WA 98072; Woodinville HS Athletic Booster club; Board Member; supporting the Boys Golf Program in fundraising efforts and school/district support; 09/29/2022; 1 Hour per Day; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-16 |
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