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Douglas Alan Erbert

Edelman Financial Engines

Las Vegas, NV

Las Vegas, NV

Omaha, NE

CRD 2243449

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-02-13
NE RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-30
  • NV RA
    APPROVED
    Since 2020-02-13
  • NE RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30

Branch Locations

Las Vegas, NV • United States

1700 S. Pavilion Center Drive Suite 350, Las Vegas, NV 89135 • United States

18881 West Dodge Road Suite 240W, Omaha, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 08/2015 11/2016
Financial Engines Advisors L.L.C. Omaha NE 11/2016 12/2020
Financial Engines Advisors, L.L.C. Sata Clara CA 12/2020 Present
  • 08/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 12/2020
    Financial Engines Advisors L.L.C.
    Omaha, NE
  • 12/2020 → Present
    Financial Engines Advisors, L.L.C.
    Sata Clara, CA
Previous Registrations
  • 2015-08-19 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Omaha, NE
    Overland Park, KS
  • 2007-02-07 → 2015-09-08
    The Mutual Fund Store
    Omaha, NE
    Overland Park, KS
  • 2002-04-01 → 2007-02-27
    The Mutual Fund Store - Omaha
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-05
S63 Uniform Securities Agent State Law Examination 1997-09-04
  • S65 Uniform Investment Adviser Law Examination
    2002-03-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-04
Other Names
  • Douglas A Erbert

View on SEC IAPD

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