Douglas Allen Becker

Current Employers

Employment History

• 02/1992 → Present
  Hanover Capital Management Inc.
  Hanover, PA
• 08/2009 → 09/2019
  Summit Brokerage Services
  Hanover, PA
• 12/2013 → 05/2021
  Summit Financial Group Inc
  Hanover, PA
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2022 → Present
  Hcm Wealth Advisory Group, Llc ;
  Hanover, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-12-17 → 2021-05-20
  Summit Financial Group Inc
  Hanover, PA

Other Businesses

(1) TAX PREPARATION; SINCE 02/02/1992; REGISTERED TAX PREPARER; AT BRANCH OFFICE - PREPARATION OF CLIENTS' TAX RETURNS ANNUALLY - COMPENSATION IS SET FLAT FEE DEPENDING ON DIFFICULTY - 80 HR A MONTH DURING TRADING HRS DURING TAX SEASON - ZERO DURING OFF SEASON. (2) HOMEWOOD RETIREMENT CENTERS INC.; NOT INVESTMENT RELATED; 16107 ELLIOT PARKWAY, WILLIAMSPORT, MD 21795; NON-PROFIT BOARD OF DIRECTORS; TRUSTEE; START 1/1/2018; APX 3 HOURS/MONTH, 3 DURING TRADING; ATTEND QUARTERLY MEETING OF THE BOARD OF TRUSTEES, SERVE ON FINANCE COMMITTEE (3) NAME OF OTHER BUSINESS: HANOVER CAPITAL MANAGEMENT INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES ; START DATE: 02/1992 ; POSITION/TITLE/RELATIONSHIP: MANAGER ; APX NUMBER OF HOURS PER WEEK: 40-50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS AND MEET WITH CLIENTS, MAKE INVESTMENT DECISIONS ; (4) NAME OF OTHER BUSINESS: HCM WEALTH ADVISORY GROUP, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2022 ; POSITION/TITLE/RELATIONSHIP: PARTNER / FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND EXPENSE MANAGEMENT ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-18
• S63 Uniform Securities Agent State Law Examination
  1992-05-26

Other Names

• Douglas A Becker