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Lori Ann Hartman

Roffman Miller Associates Inc

Philadelphia, PA

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Current Employers
Roffman Miller Associates Inc

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-09-19
  • PA RA
    APPROVED
    Since 2005-09-19

Branch Locations

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roffman Miller Associates Philadelphia PA 06/2002 Present
  • 06/2002 → Present
    Roffman Miller Associates
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-16
  • S65 Uniform Investment Adviser Law Examination
    2005-09-16
Other Names
  • Lori Blum
  • Lori Ann Blum

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
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MORGAN STANLEY · Philadelphia, PA
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