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Us Capital Global Wealth Management, LLC CRD 299885
$24.5M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Ferry Building Suite 201, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-16 |
| CA | RA | APPROVED | 2025-05-28 |
Branch Locations
1 Ferry Building Suite 201, San Francisco, CA 94111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carlsbad | CA | 08/2012 | 07/2019 |
| Independent Financial Partners | Carlsbad | CA | 03/2009 | 07/2019 |
| Pensionmark Securities, Llc | Santa Barbara | CA | 06/2019 | 04/2020 |
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 06/2019 | 04/2020 |
| Claraphi Advisory Network, Llc | San Diego | CA | 01/2020 | 06/2022 |
| Empirikal Partners Llc | Phoenix | AZ | 06/2022 | 05/2024 |
| Tactive Advisors, Llc | Carlsbad | CA | 04/2024 | 01/2025 |
| Zero Day Capital Enterprises Llc | Carlsbad | CA | 05/2024 | 03/2025 |
| Us Capital Global Wealth Management Llc | San Francisco | CA | 04/2025 | Present |
| Us Capital Global Securities Llc | San Francisco | CA | 09/2025 | Present |
4/2025PRESENTUS CAPITAL GLOBAL WEALTH MANAGEMENT LLCSan FranciscoCalifornia Investment advisor. 50 percent of working day spent on advisory business. 09/2025PRESENTUS Capital Global Securities LLCSan FranciscoCalifornia Investment Banking 50 percent of working day spent on investment banking business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-16 |
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