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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| OH | RA | APPROVED | 2005-10-13 |
| PA | RA | APPROVED | 2005-06-03 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Malvern, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Philadelphia | PA | 03/2008 | Present |
| City National Bank | Philadelphia | PA | 11/2019 | Present |
MALVERN PREPARATORY SCHOOL; ADDRESS: 418 SOUTH WARREN AVE MALVERN, PA 19355; BUSINESS DESCRIPTION: PRIVATE, INDEPENDENT, CATHOLIC SCHOOL; NOT INVESTMENT RELATED; START DATE: 07/01/2002; CAPACITY: BOARD OF DIRECTORS; DUTIES: VOTING MEMBER OF THE BOARD, SITTING ON SEVERAL SUB-COMMITTEES IN A NON-LEADERSHIP CAPACITY INCLUDING FINANCE COMMITTEE & COMMITTEE FOR TRUSTEES; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-17 |
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