Catherine Mary Arnet-Valega

Current Employers

Employment History

• 02/2016 → 03/2017
  Td Private Client Wealth Llc
  Boston, MA
• 05/2017 → 11/2018
  Lpl Financial, Llc
  Arlington, MA
• 12/2018 → 10/2019
  Lion Street Financial
  Austin, TX
• 12/2018 → 10/2019
  Lion Street Financial
  Austin, TX
• 10/2019 → Present
  Lpl Financial Llc
  Winchester, MA
• 03/2020 → 12/2020
  Bay Financial Advisors, Inc.
  Winchester, MA

Previous Registrations

• 2020-03-19 → 2020-12-31
  Bay Financial Advisors, Inc.
  Waltham, MA
• 2018-12-14 → 2019-10-30
  Lion Street Advisors, Llc
  Newton, MA
• 2017-05-15 → 2018-12-04
  Lpl Financial Llc
  Arlington, MA
  Arlington, MA
  San Diego, CA
  Arlington, MA
  Woburn, MA
  Burlington, MA
  Woburn, MA
  Waltham, MA
  Waltham, MA
• 2016-02-29 → 2017-03-28
  Td Private Client Wealth Llc
  Boston, MA
• 2015-03-16 → 2016-02-05
  Winslow, Evans & Crocker, Inc.
  Boston, MA
  Boston, MA
• 2014-03-10 → 2015-04-29
  Bay Financial Advisors, Inc.
  Waltham, MA
• 2007-06-13 → 2015-03-30
  Lpl Financial Llc
  Winchester, MA
  Lexington, MA
  Winchester, MA
  Winchester, MA
• 2003-03-27 → 2005-10-27
  Amundi Asset Management Us, Inc.
  Boston, MA

Other Businesses

1. 10/30/2019 - Bay Financial Associates, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/1/19 - 16 Hours Per Month/4 Hours During Securities Trading - Time Spent 10%. 2. 4/1/2020 - Pepperlane - Not Investment Related - 552 Main St, Winchester, MA (local real estate office) - Outside/W-2 Employment - Started 02/21/2020 - 8 Hours Per Month During Securities Trading - Women's Networking group leader. 3. 10/13/2020 - Waverley Insurance Agency - Investment Related - 493 Trapelo Road, Belmont, MA - Insurance Agency - Started 06/23/2020 - 4 Hours Per Month/1 Hour During Securities Trading. 4. 10/14/2020 - Pepperlane - Not Investment Related - Home Based, mostly VIRTUAL group and 1:1 meetings. - Other-Women's Networking group - Started 02/21/2020 - 8 Hours Per Month During Securities Trading - Women's Networking group leader. 5. 1/12/2021 - Green Bee Advisory LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/11/2019 - 40 Hours Per Month During Securities Trading. 6. 06/24/2022 - Boston Business Women - Not Investment Related - Location: Virtual - Other - Networking group - group moderator - Start Date - 06/14/2022 - 4 Hours Per Month/ 0 Hours During Securities Trading. 7. 01/13/2023 - LendEDU - Not Investment Related - Location: Virtual - Other-editing - Start Date: 01/24/2023 - 4 Hours Per Month/0 Hours During Securities Trading - Editor of financial education docs for educational website. 8. 01/11/2024 - Abbott and Co. - Tax Prep/Accounting/CPA - Tax Prep Assistant - Not Investment Related - One Militia Drive, Suite 202, Lexington, MA 02421 - Start Date 01/08/2024 - 32 Hours Per Month/ 8 Hours During Trading 9. 09/23/2024 - H&R Block - Tax Prep/Accounting/CPA - Investment Related - 479 Main Street Woburn, MA - Start Date 03/04/2024 - 32 Hours Per Month/ 8 Hours During Trading 10. 12/19/2024- SMB Financial Strategies, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/05/2024- 5 Hours Per Month- 5 Hours During Trading 11. 01/09/2025- Camerlengo CPA- Outside/W-2 Employment- Not INV Related- At Wakefield, MA- Start date 12/04/2024- 32 Hours Per Month- 8 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-03-13
• S63 Uniform Securities Agent State Law Examination
  1992-06-23

Other Names

• Catherine Mary Valega