James Robert Lister

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial Llc
  Winchester, MA
• 08/2016 → Present
  Shepherd Financial Partners, Llc
  Winchester, MA

Other Businesses

1. 04/27/2015: No Business Name - Real Estate Rental - INV REL - 175 Fulton St Medford, MA 02155 - Start 04/23/2015 - 3 Hr/Mo; 0 Hours During Securities Trading - Three Unit Rental Property 2. 08/26/2016: Shepherd Financial Partners - Registered Investment Advisor Hybrid - DBA: (Hybrid) Shepherd Financial Partners - INV REL - 1004 Main St Winchester, MA 01890 - Start 04/25/2016 - 40 Hr/Mo; 2 Hours During Securities Trading - I provide investment advisory services through Shepherd Financial Partners, an independent investment advisor firm. I started this business activity in 4/15/16. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/19/2016: Lister Wealth Management, Inc. - Business Entity For Tax/Investment Purposes Only - INV REL - 197 8th St. Suite 2000, Boston MA 02129 - Start 07/01/2014 - No Time Spent 4. 10/24/2016: Shepherd Financial Partners - DBA for LPL Business (entity for LPL business) - INV REL - 197 8th St Suite 2000 Boston, MA 02129 - Start 04/25/2016 - 40 Hr/Mo; 10 Hours During Securities Trading. 5. 12/19/2016: First American Insurance Underwriters - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/06/2016 - 5 Hours Per Month During Securities Trading - Life Insurance or Fixed Annuity. 6. 04/28/2022 - No Business Name - Investment Related - Boston, MA 02129 - Real Estate Rental - Started 07/19/2019 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-04-16
• S63 Uniform Securities Agent State Law Examination
  2007-10-26

Other Names

• James Robert Lister
• Jimmy Robert Lister