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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2002-09-18 |
| TX | RA | APPROVED_RES | 1994-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Durham | NC | 02/1992 | Present |
| Bank Of America, Na | Durham | NC | 09/2009 | Present |
I*2311279, Entity Type: , Name of OBA: C W M, Address: Durham, North Carolina, 27707, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08-Apr-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2311278, Entity Type: , Name of OBA: M F M, Address: Durham, North Carolina, 27707, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08-Apr-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-16 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-03 |
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