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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-22 |
| TX | RA | APPROVED_RES | 2010-03-04 |
| CT | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Essex | CT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*91436- Clinton Harbor Management Commission; Investment related-No; Clinton, Connecticut; Government; Board Member, Appointed Government Position (e.g. Government Board, Government Commission, etc.) Harbor Commissioner - Chairman (proprietor, partner, officer, director, employee, trustee, agent); 05/2007; During business hours: 0; After business hours: 2; Administrative *385521 - 72 Grove Street; Investment related; Clinton, Connecticut; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Sept 2011; During business hours: 0; After business hours: 1; Property Management. *605128 - Town of Clinton Blight Hearing Committee; Investment Related - No; Clinton, Connecticut; Government; Appointed Government Position (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 2; 3 Blight Committee members listen to appeals on local blighted properties in the town of Clinton. Committee members determine if the property owner is in violation of the local blight ordinace or not.. *630578 - Town of Clinton Deputy Harbor Master; Investment Related - No; Clinton, Connecticut; Government; Appointed Government Position (e.g. Government Board, Government Commission, etc.) (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2025; During Business Hours: 0; After Business Hours: 10; Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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