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David Russell Adams

Morgan Stanley

Madison, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-22
TX RA APPROVED_RES 2010-03-04
CT RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2023-03-22
  • TX RA
    APPROVED_RES
    Since 2010-03-04
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

741 Boston Post Road, Madison, CT 06443 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Essex CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Essex, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*91436- Clinton Harbor Management Commission; Investment related-No; Clinton, Connecticut; Government; Board Member, Appointed Government Position (e.g. Government Board, Government Commission, etc.) Harbor Commissioner - Chairman (proprietor, partner, officer, director, employee, trustee, agent); 05/2007; During business hours: 0; After business hours: 2; Administrative *385521 - 72 Grove Street; Investment related; Clinton, Connecticut; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Sept 2011; During business hours: 0; After business hours: 1; Property Management. *605128 - Town of Clinton Blight Hearing Committee; Investment Related - No; Clinton, Connecticut; Government; Appointed Government Position (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 2; 3 Blight Committee members listen to appeals on local blighted properties in the town of Clinton. Committee members determine if the property owner is in violation of the local blight ordinace or not.. *630578 - Town of Clinton Deputy Harbor Master; Investment Related - No; Clinton, Connecticut; Government; Appointed Government Position (e.g. Government Board, Government Commission, etc.) (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2025; During Business Hours: 0; After Business Hours: 10; Other

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-10
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S65 Uniform Investment Adviser Law Examination
    1992-07-10
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18

View on SEC IAPD

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