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Nicholas John Dimenna

Stifel, Nicolaus & Company, Incorporated

Plymouth, MA

Boston, MA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-02-05
CT RA APPROVED 2012-05-21
  • CA RA
    APPROVED
    Since 2014-02-05
  • CT RA
    APPROVED
    Since 2012-05-21

Branch Locations

18 Main Street Extension Suite 303, Plymouth, MA 02360 • United States

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Harwich MA 04/2012 Present
  • 04/2012 → Present
    Stifel Nicolaus & Co Inc
    Harwich, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-21
S63 Uniform Securities Agent State Law Examination 1992-07-29
  • S65 Uniform Investment Adviser Law Examination
    1997-07-21
  • S63 Uniform Securities Agent State Law Examination
    1992-07-29
Other Names
  • Nicholas Dimenna

View on SEC IAPD

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CONDON WEALTH MANAGEMENT, INC. · PLYMOUTH, MA
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