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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-01-23
  • MA RA
    APPROVED
    Since 2020-01-23

Branch Locations

Scituate, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. Boston MA 07/2011 01/2020
Empower Retirement Andover MA 01/2020 Present
  • 07/2011 → 01/2020
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    Boston, MA
  • 01/2020 → Present
    Empower Retirement
    Andover, MA
Previous Registrations
Other Businesses

Saltmeadow Wellness. Investment Related: No. Yoga. yoga instructor. hours/ month: 6-10. during work hours: 0. I teach yoga to senior citizens

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-22
S63 Uniform Securities Agent State Law Examination 1992-06-12
  • S66 Uniform Combined State Law Examination
    2012-06-22
  • S63 Uniform Securities Agent State Law Examination
    1992-06-12
Other Names
  • Janine Elizabeth Low
  • Janine E Kossmann
  • Janine E Low
  • Janine Elizabeth Beal

View on SEC IAPD

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