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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-18 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Torrance | CA | 05/2004 | 09/2020 |
| Kinecta Financial & Insurance Services, Llc | Torrance | CA | 07/2004 | 09/2020 |
| Independent Financial Group | Redondo Beach | CA | 09/2020 | Present |
(1) ENG WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2020 ADDRESS: 25500 Hawthorne Blvd, Ste. 1250, Torrance CA 90505, United States DESCRIPTION: 50% owner of DBA used for marketing purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-11 |
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