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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-10-28
  • MA RA
    APPROVED
    Since 2008-10-28

Branch Locations

91 Main Street, Andover, MA 01810 • United States

12 Spring Grove Road, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Hanson Group Andover MA 06/2007 Present
Commonwealth Financial Network Waltham MA 10/2008 Present
Other Businesses

1. Fixed insurance sales, as of 4/29/2011, 20% of time spent during business hours, conducted at branch location, investment related 2. Co-Trustee of Non-Commonwealth Client trust, as of 6/6/2014, 0% of time spent during business hours, conducted at branch location, investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-01
  • S63 Uniform Securities Agent State Law Examination
    1992-06-01

View on SEC IAPD

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