Brett Matthew Nelson

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 08/2020
  Voya Financial Advisors
  Warrenton, VA
• 08/2020 → 03/2022
  Adviceperiod, Llc
  Warrenton, VA
• 03/2022 → Present
  Mariner Platform Solutions
  Warrenton, VA
• 01/2007 → 12/2020
  Nelson Financial Partners
  Warrenton, VA

Previous Registrations

• 2020-09-10 → 2022-03-30
  Adviceperiod, Llc
  Warrenton, VA
  Warrenton, VA
• 2007-04-26 → 2020-08-27
  Voya Financial Advisors, Inc.
  Vienna, VA
  Warrenton, VA
  Vienna, VA

Other Businesses

1) Life and annuity insurance producer 2) Nelson Wealth Management, LLC; Managing Member; LLC created to receive 1099 income from Mariner Platform Solutions; start date 03/2022; 1 hours/month during securities trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-05
• S63 Uniform Securities Agent State Law Examination
  2005-10-14

Designations

• Certified Financial Planner

Other Names

• Brett Nelson