Eric Andrew Gray

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Los Angeles, CA
• 09/2009 → 05/2024
  Bank Of America, Na
  Los Angeles, CA
• 05/2024 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 05/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA

Previous Registrations

• 2001-07-20 → 2024-05-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA
  Marblehead, MA
  Boston, MA

Other Businesses

Entity Name: New England Conservatory of Music Investment related: Yes Address: 295 Huntington Avenue, Boston, MA Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: New England Conservatory teaches music to undergraduate and graduate musicians. I am currently a trustee. My new committee role would be to chair the Investment Committee. In that role, I will administer the meetings and activities of the investment committee. The investment committee will oversee the third party portfolio manager, who is responsible for all investment activity. There is no connection to JPM. It is not similar to my role at JPM, which does require Investment execution. Entity Name: Transpac Yacht Club Investment related: Yes "Address: Transpac Yacht Club PO Box 763 San Pedro, CA 90733" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Director Chair of the Finance Committee No connection to JPMC I have no investment authority. Decisions are made by committee. " Effective 5/10/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. I*1055454 For profit or not for profit: Name of outside business organization: New England Conservatory of Music Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Chair of Advancement Committee/Trustee

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-15
• S63 Uniform Securities Agent State Law Examination
  1992-10-20