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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-08
TX RA APPROVED 2024-01-08
  • IL RA
    APPROVED
    Since 2024-01-08
  • TX RA
    APPROVED
    Since 2024-01-08

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Homer Glenn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Chicago IL 09/1997 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/1997 10/2019
First Republic Securities Company, Llc Chicago IL 10/2019 10/2023
First Republic Investment Management, Inc. Chicago IL 10/2019 Present
J.P. Morgan Securities Llc Boston MA 09/2023 Present
Jp Morgan Chase Bank, N.A. Homer Glen IL 10/2023 Present
Vista Realty Group Llc Oak Brook IL 04/2025 Present
  • 09/1997 → 10/2019
    Merrill Lynch
    Chicago, IL
  • 09/1997 → 10/2019
    Chicago, IL
  • 10/2019 → 10/2023
    First Republic Securities Company, Llc
    Chicago, IL
  • 10/2019 → Present
    First Republic Investment Management, Inc.
    Chicago, IL
  • 09/2023 → Present
    Boston, MA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Homer Glen, IL
  • 04/2025 → Present
    Vista Realty Group Llc
    Oak Brook, IL
Previous Registrations
Other Businesses

Entity Name: Vista Realty Group LLC Investment related: No "Address: 1515 W. 22nd Street Suite 920W Oak Brook, IL 60523" Nature of the other business: Real Estate Position/Title/Relationship: Employee/Contractor Start Date: 04/12/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate Company. I would be assisting my husband on the weekends with paperwork, helping answer client questions and scheduling showings. I would not be signing any contracts and only expect to spend a few hours over the weekend helping him.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-06
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S66 Uniform Combined State Law Examination
    2004-12-06
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29
Other Names
  • Gina Marie Stucko
  • Gina Marie Hernandez
  • Gina Messina
  • Gina Marie Messina

View on SEC IAPD

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