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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-08 |
| TX | RA | APPROVED | 2024-01-08 |
Branch Locations
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
Homer Glenn, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Chicago | IL | 09/1997 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/1997 | 10/2019 |
| First Republic Securities Company, Llc | Chicago | IL | 10/2019 | 10/2023 |
| First Republic Investment Management, Inc. | Chicago | IL | 10/2019 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Homer Glen | IL | 10/2023 | Present |
| Vista Realty Group Llc | Oak Brook | IL | 04/2025 | Present |
Entity Name: Vista Realty Group LLC Investment related: No "Address: 1515 W. 22nd Street Suite 920W Oak Brook, IL 60523" Nature of the other business: Real Estate Position/Title/Relationship: Employee/Contractor Start Date: 04/12/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate Company. I would be assisting my husband on the weekends with paperwork, helping answer client questions and scheduling showings. I would not be signing any contracts and only expect to spend a few hours over the weekend helping him.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-29 |
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