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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2010-08-04 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Blythwood, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 08/2010 | Present |
LAWS FINANCIAL INC., Is Investment Related, DBA, Insurance Sales, Financial Professional, Insurance Agent, 08/02/2010,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Insurance and Investment Sales. LIFE INSURANCE, FIXED AND EQUITY INDEXED ANNUITY, HEALTH INSURANCE, LTC INSURANCE BLYTHEWOOD HIGH SCHOOL EDUCATION FOUNATION INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "10901 Wilson Blvd., Blythewood, SC, 29016, United States", Manage Receipts & distributions of Scholarships, Treasurer, 6/24/2025, 8 hours per month, 0 hours per month during trading hours, No Compensation DESCRIPTION: Maintain financial records of funds donated & dispersed from the Education Foundation account. Write checks for approved disbursements & deposit donations into the bank account.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-14 |
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