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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED_RES | 2022-10-31 |
Branch Locations
301 Green Street Nw Suite 200G, Gainesville, GA 30501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella And Co, Inc. | Boston | MA | 10/2010 | 10/2022 |
| Raymond James Financial Services, Inc. | Gainesville | GA | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Gainesville | GA | 10/2022 | Present |
(1) Name of Business: JMT Investments Address: 301 Green St NW Ste 200G, Gainesville, GA, 30501-3326, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/10/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Shell s-corp company to run monthly payroll to withhold taxes. (2) Name of Business: Turner Johnson Group Address: 301 Green St NW Ste 200G, Gainesville, GA, 30501-3326, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/06/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC established to receive payroll funds from Raymond James and pay bills (3) Name of Business: Ware Foundation Address: 301 Green St NW Ste 200G, Gainesville, GA, 30501-3326, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 10/12/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Help with operating budget and my duties as FA. Raymond James Trust handles all the investments and financial transactions. Not me.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-14 |
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