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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-05-07
  • MI RA
    APPROVED
    Since 2019-05-07

Branch Locations

South Haven, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Auburn Hills MI 02/2013 05/2019
Cambridge Investment Research, Inc. Fairfield IA 05/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2019 Present
Previous Registrations
Other Businesses

1. INDEPENDENT INSURANCE AGENT, BYRON CENTER, MI, 07/1991. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-1/WK-1/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-29
S63 Uniform Securities Agent State Law Examination 1992-05-18
  • S65 Uniform Investment Adviser Law Examination
    2013-03-29
  • S63 Uniform Securities Agent State Law Examination
    1992-05-18
Other Names
  • Stacy Lynn Clausing

View on SEC IAPD

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