Lucia R Fondano

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1983 → Present
  Valley National Bank Of Arizona
  Lake Havasu City, AZ
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Lake Havasu City, AZ
• 05/1983 → Present
  Jpmorgan Chase Bank, N.A.
  Lake Havasu City, AZ

Previous Registrations

• 2008-04-14 → 2012-10-01
  Chase Investment Services Corp.
  Lake Havasu City, AZ
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2008-04-05
• S63 Uniform Securities Agent State Law Examination
  1992-06-19

Other Names

• Lucia Rosetta Fondano