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Lucia R Fondano

J.P. Morgan Securities LLC

Lake Havasu City, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-24
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2026-06-24
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1895 Mcculloch Blvd., Lake Havasu City, AZ 86403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley National Bank Of Arizona Lake Havasu City AZ 05/1983 Present
J.P. Morgan Securities Llc Lake Havasu City AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Lake Havasu City AZ 05/1983 Present
  • 05/1983 → Present
    Valley National Bank Of Arizona
    Lake Havasu City, AZ
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Lake Havasu City, AZ
  • 05/1983 → Present
    Jpmorgan Chase Bank, N.A.
    Lake Havasu City, AZ
Previous Registrations
  • 2008-04-14 → 2012-10-01
    Chase Investment Services Corp.
    Lake Havasu City, AZ
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-05
S63 Uniform Securities Agent State Law Examination 1992-06-19
  • S66 Uniform Combined State Law Examination
    2008-04-05
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19
Other Names
  • Lucia Rosetta Fondano

View on SEC IAPD

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JENNIFER EILEEN HIGGINS

Other Offices

PFS INVESTMENTS INC. · LAKE HAVASU CITY, AZ
TREK FINANCIAL · Lake Havasu City, AZ
EDWARD JONES · LAKE HAVASU CITY, AZ
OSAIC WEALTH, INC. · Lake Havasu City, AZ
AMERIPRISE FINANCIAL SERVICES, LLC · Lake Havasu City, AZ
CENTAURUS FINANCIAL, INC. · Lake Havasu City, AZ
WELLS FARGO CLEARING SERVICES, LLC · LAKE HAVASU CITY, AZ
EDWARD JONES · LAKE HAVASU CITY, AZ

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