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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Richfield | OH | 11/2007 | 02/2017 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 04/2017 | Present |
| J.P. Morgan Securities Llc | Tempe | AZ | 04/2017 | Present |
| Unemployed | Unemployed | AZ | 03/2017 | 03/2017 |
| Az Officiating Association | Glendale | AZ | 09/2017 | 12/2024 |
| Amazon | Tempe | AZ | 10/2020 | 04/2021 |
| Garces Logistics Llc | Mesa | AZ | 10/2025 | 03/2026 |
| Onpoint Dsp Llc | Chandler | AZ | 03/2026 | Present |
Entity Name: OnPoint DSP LLC Investment related: No Address: 3405 S McQueen Rd, Chandler, AZ 85286 Nature of the other business: Delivery Services Position/Title/Relationship: Employee/Contractor Start Date: 03/15/2026 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Amazon delivery support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-01 |
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-03 |
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