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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-07-17 |
| TX | RA | APPROVED_RES | 2018-01-16 |
| WI | RA | APPROVED | 1993-09-03 |
Branch Locations
307 S Commercial St Ste 102, Neenah, WI 54957 • United States
Wausaukee, WI • United States
490 W Rolling Meadows Dr Ste A2, Fond Du Lac, WI 54937-8609 • United States
W106 North Drive, Stephenson, MI 49887 • United States
3905 Hall Ave, Marinette, WI 54143 • United States
128 W Spruce St Ste 9, Sault Ste Marie, MI 49783 • United States
Fond Du Lac, WI • United States
425 W Water St Ste 250, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fond Du Lac | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fond Du Lac | WI | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Hayward Lake Rd, , Wallace, MI, 49893; Not Investment-Related; 10/03/2019 / Lot/Land; Bay de Noc Ln, , Wallace, MI, 49893; Not Investment-Related; 08/01/2020 / Hunting camp and 40 acres of rentable farmland; N6149 N Bay de Noc Ln, , Wallace, MI, 49893; Not Investment-Related; 03/26/2021 / Lot/Land; G12, , Stephenson, MI, 49887; Not Investment-Related; 05/01/2024 / Lot/Land; Bluff View Rd, , New Tazewell, TN, 37825; Not Investment-Related; 01/24/2025 / Commercial; 3905 Hall AveMarinette, WI 54143, , Marinette, WI, 54143; Investment-Related; 12/01/2014 / Commercial; 490 W. Rolling Meadows Dr., , Fond du Lac, WI, 54937; Investment-Related; 12/01/2014 / Commercial; W106 North Dr, , Stephenson, MI, 49887; Investment-Related; 08/15/2017. Business Ownership; MDR Enterprises, LLC; Member; Pass through entity for business expenses; 490 W. Rolling Meadows Dr Suite A2, , Fond du Lac, WI, 54937; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Rasner Holdings, LLC; Owner; Real Estate; 490 W Rolling Meadows Dr Ste A2Fond du Lac, WI 54937, , Fond du Lac, N/A, 54937; Investment-Related; 07/17/2017; 0 hours per month; 0 during trading hours / MMT Real Estate LLC; Co-owner; Separate entity for building expenses at 490 W Rolling Meadows Dr. Fond du Lac, WI 54937; 490 W. Rolling Meadows Dr., Ste A1Fond du Lac, WI 54937, , Fond du Lac, N/A, 54937; Investment-Related; 11/07/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; Contractor of legal entity.; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veteran's Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 04/01/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Author/Publisher; I wrote the book "The Group A Mindset" that is available for purchase on Amazon.; 490 W Rolling Meadows Dr, Ste A2, , Fond Du Lac, WI, 54937; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-21 |
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