Bruce C. Branstine

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2017
  Guardian Life Ins
  Newport Beach, CA
• 09/2016 → 05/2017
  Park Avenue Securities
  Newport Beach, CA
• 06/2017 → 05/2018
  First Allied Securities Inc
  San Diego, CA
• 05/2018 → 09/2019
  Edward Jones
  St Louis, MO
• 07/2017 → 04/2018
  Mission Hospital
  Mission Viejo, CA
• 09/2009 → 01/2018
  The Salvation Army
  Long Beach, CA
• 12/2019 → 01/2022
  Equity Services, Inc.
  Montpelier, VT
• 12/2019 → 01/2022
  National Life Group
  Newport Beach, CA
• 01/2022 → 05/2025
  Grove Point Investments Llc
  Rockville, MD
• 01/2022 → 05/2025
  Grove Point Advisors Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Palm Desert, CA

Previous Registrations

• 2022-01-28 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Palm Desert, CA
• 2019-12-06 → 2022-02-03
  Equity Services, Inc.
  Irvine, CA
• 2018-05-25 → 2019-09-10
  Edward Jones
  Orange, CA
• 2017-06-27 → 2018-05-29
  First Allied Advisory Services, Inc.
  Orange, CA
• 2016-09-27 → 2017-04-13
  Park Avenue Securities Llc
  Irvine, CA
  Ventura, CA
• 2014-01-10 → 2016-04-21
  Comerica Securities
  Costa Mesa, CA
• 2011-12-15 → 2013-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA
  Scottsdale, AZ
• 2011-07-05 → 2011-11-02
  Lpl Financial Llc
  Ontario, CA
• 2008-04-29 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Ontario, CA
• 2006-06-27 → 2008-02-20
  Northern Trust Securities, Inc.
  Newport Beach, CA
• 2003-09-26 → 2006-06-22
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2001-08-17 → 2003-09-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA

Other Businesses

1- 03/11/2025 - THG - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/08/2024 - 6 hours per month/ 2 hours during trading 2- 03/13/2025 - American Red Cross - Outside/W-2 Employment - Not Investment Related - Home Based - Start Date 05/31/2022 - 120 hours per month/ 60 hours during trading 3- 07/22/2025 - Bond Harbor Group - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/12/2025 - 120 hours per month/ 100 hours during trading 4. 09/22/2025 - Harcourts - Mortgage/Real Estate Services - Solana Beach, CA - Not Inv rel - Start date: 10/6/2025 - 20hrs per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-08-08
• S63 Uniform Securities Agent State Law Examination
  1992-06-25

Designations

• Certified Financial Planner

Other Names

• Bruce Charles Branstine
• Bruce C Branstine