Best Investors Account Sign in

Timothy L. O'COnnor

Morgan Stanley

Houston, TX

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-28
  • TX RA
    APPROVED
    Since 2020-08-28

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 09/2013 08/2020
Morgan Stanley Smith Barney Llc Houston TX 08/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 09/2013 → 08/2020
    Ubs Financial Services Inc.
    Houston, TX
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-15
S63 Uniform Securities Agent State Law Examination 1992-07-09
  • S65 Uniform Investment Adviser Law Examination
    1997-05-15
  • S63 Uniform Securities Agent State Law Examination
    1992-07-09
Other Names
  • Tim Oconnor
  • Timothy Lawrence Oconnor
  • Tim O'COnnor

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor