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Captrust CRD 175112
$1.24T regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-31 |
| CA | RA | APPROVED | 2021-03-01 |
| TX | RA | APPROVED | 2021-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Folsom | CA | 02/2015 | 02/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 03/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-27 |
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