Best Investors Account Sign in

Greg A Todd

Morgan Stanley

Visalia, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

520 West Main Street, Unit 201, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Visalia CA 04/2007 Present
Morgan Stanley Smith Barney Visalia CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Visalia, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Visalia, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Visalia, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Visalia, CA
    Visalia, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-31
S65 Uniform Investment Adviser Law Examination 1996-12-31
  • S63 Uniform Securities Agent State Law Examination
    1996-12-31
  • S65 Uniform Investment Adviser Law Examination
    1996-12-31
Other Names
  • Greg A Todd
  • Greg Allen Todd

View on SEC IAPD

Other Firms

GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SEQUOIA FINANCIAL, LLC
OSAIC WEALTH, INC.
MOLANO WEALTH MANAGEMENT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MUTUAL ADVISORS, LLC

Other Investors

SAMUEL NUCKOLS GILMAN
CHRIS LEE HARRIS
JAMES MICHAEL SHAW
Jack Stevens Hohne
SHAWN MICHAEL SEBERT
JANET WASEM MARTINUSEN
Schad TenBroeck
JUELMARIE TRUEWORTHY MORGAN

Other Offices

GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION · VISALIA, CA
LPL FINANCIAL LLC · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · VISALIA, CA
SEQUOIA FINANCIAL, LLC · VISALIA, CA
OSAIC WEALTH, INC. · VISALIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Visalia, CA
MOLANO WEALTH MANAGEMENT · VISALIA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Visalia, CA

More in Visalia, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor