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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-09-06
  • NC RA
    APPROVED
    Since 2016-09-06

Branch Locations

100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Winston Salem NC 03/2004 09/2016
Raymond James & Associates, Inc. Winston-Salem NC 09/2016 Present
Woodcock Racing Rods And Restorations Llc Walnut Cove NC 01/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: WOODCOCK RACING RODS AND RESTORATIONS LLC Address: 2720 BROOK COVE ROAD, Walnut Cove, NC, 27052, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/31/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% Member of an Automotive Restoration business with my Husband. I will be ordering automotive parts and supplies, assisting with the restoration of the classic cars and preparing payroll. Depositing checks and paying invoices.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-06
S63 Uniform Securities Agent State Law Examination 2000-05-27
  • S66 Uniform Combined State Law Examination
    2002-02-06
  • S63 Uniform Securities Agent State Law Examination
    2000-05-27
Other Names
  • Barbara Ann Cornwoodcock

View on SEC IAPD

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