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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-15
  • MN RA
    APPROVED
    Since 2014-01-15

Branch Locations

3900 Northwoods Dr Suite 130, Arden Hills, MN 55112 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Brokerage Services, Llc Arden Hills MN 02/2007 Present
Lpl Financial Llc Arden Hills MN 02/2007 06/2025
Wealth Enhancement Group, Llc Wayzata MN 01/1999 Present
Wealth Enhancement Advisory Services, Llc Arden Hills MN 12/2001 Present
  • 02/2007 → Present
    Wealth Enhancement Brokerage Services, Llc
    Arden Hills, MN
  • 02/2007 → 06/2025
    Lpl Financial Llc
    Arden Hills, MN
  • 01/1999 → Present
    Wealth Enhancement Group, Llc
    Wayzata, MN
  • 12/2001 → Present
    Arden Hills, MN
Other Businesses

1. 2/2/2007 - DBA ONLY - WEALTH ENHANCEMENT GROUP - AGENT SELLING TRADITIONAL INSURANCE, FIXED ANNUITIES, DISABILITY AND LTC. - ARDEN HILLS, MN. 2. 03/12/2007 - Wealth Enhancement Advisory Services, LLC - INV REL - Registered Investment Advisor - 3. 12/20/2010 - FOR TAX PURPOSES ONLY - JMS CORP. - JMS CORP WAS SET UP PREVIOUSLY FOR FIXED INSURANCE, IN 2005 INCOME FROM PAINTING PROJECTS DONE WITH WIFE ADDED . JMS CORP WAS ADDED AS A 1% OWNER TO LUCKYDAY, LLC. IN 2009 AFTER THE DIVORCE WAS FINAL TO JACKIE JOHNSON. - TIME SPENT 1%. 4. 10/17/2013: REAL ESTATE RENTAL - PARKER GREEN, LLC - CURRENTLY THERE ARE 2 RENTAL PROPERTIES, BOTH ARE TOWNHOMES, AND NO RENTERS ARE CUSTOMERS OR ADVISORS WITH OTHER B/D OR RIA'S. - TIME SPENT 2% - BLAINE & ROBBINSDALE, MN. 5. 10/12/2015 - LuckyDay, LLC. - INV REL - 3900 Northwoods Drive, Arden Hills, MN 55112 - Business Entity For Tax/Investment Purposes Only - START 09/01/2007 - 2 HOURS PER MONTH, 1 DURING TRADING - NEP shares bought by LightYear are held in Lucky Day, LLC. 6. 10/20/2022 - ShaMoBPt, LLC - Investment Related - Breezy Point, MN 56472 - Real Estate Rental - Started 12/07/2018 - 6 Hours Per Month/0 Hours During Securities Trading. 7. 07/13/2023 - C&M Properties, LLC - Investment Related - Breezy Point, MN - Real Estate Rental - Start Date 04/08/2023 - 6 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1992-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1992-07-30

View on SEC IAPD

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