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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
3900 Northwoods Dr Suite 130, Arden Hills, MN 55112 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Enhancement Brokerage Services, Llc | Arden Hills | MN | 02/2007 | Present |
| Lpl Financial Llc | Arden Hills | MN | 02/2007 | 06/2025 |
| Wealth Enhancement Group, Llc | Wayzata | MN | 01/1999 | Present |
| Wealth Enhancement Advisory Services, Llc | Arden Hills | MN | 12/2001 | Present |
1. 2/2/2007 - DBA ONLY - WEALTH ENHANCEMENT GROUP - AGENT SELLING TRADITIONAL INSURANCE, FIXED ANNUITIES, DISABILITY AND LTC. - ARDEN HILLS, MN. 2. 03/12/2007 - Wealth Enhancement Advisory Services, LLC - INV REL - Registered Investment Advisor - 3. 12/20/2010 - FOR TAX PURPOSES ONLY - JMS CORP. - JMS CORP WAS SET UP PREVIOUSLY FOR FIXED INSURANCE, IN 2005 INCOME FROM PAINTING PROJECTS DONE WITH WIFE ADDED . JMS CORP WAS ADDED AS A 1% OWNER TO LUCKYDAY, LLC. IN 2009 AFTER THE DIVORCE WAS FINAL TO JACKIE JOHNSON. - TIME SPENT 1%. 4. 10/17/2013: REAL ESTATE RENTAL - PARKER GREEN, LLC - CURRENTLY THERE ARE 2 RENTAL PROPERTIES, BOTH ARE TOWNHOMES, AND NO RENTERS ARE CUSTOMERS OR ADVISORS WITH OTHER B/D OR RIA'S. - TIME SPENT 2% - BLAINE & ROBBINSDALE, MN. 5. 10/12/2015 - LuckyDay, LLC. - INV REL - 3900 Northwoods Drive, Arden Hills, MN 55112 - Business Entity For Tax/Investment Purposes Only - START 09/01/2007 - 2 HOURS PER MONTH, 1 DURING TRADING - NEP shares bought by LightYear are held in Lucky Day, LLC. 6. 10/20/2022 - ShaMoBPt, LLC - Investment Related - Breezy Point, MN 56472 - Real Estate Rental - Started 12/07/2018 - 6 Hours Per Month/0 Hours During Securities Trading. 7. 07/13/2023 - C&M Properties, LLC - Investment Related - Breezy Point, MN - Real Estate Rental - Start Date 04/08/2023 - 6 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-30 |
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