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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-23
GA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

Albany, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Resources Atlanta GA 01/2006 03/2017
Mml Investors Services, Llc Peachtree Corners GA 03/2017 Present
Massmutual Life Insurance Company Peachtree Corners GA 07/2016 Present
  • 01/2006 → 03/2017
    Metlife Resources
    Atlanta, GA
  • 03/2017 → Present
    Peachtree Corners, GA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Peachtree Corners, GA
Previous Registrations
  • 2005-12-07 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Americus, GA
    Americus, GA
    Albany, GA
    Springfield, MA
    Springfield, MA
    Atlanta, GA
  • 2003-07-28 → 2005-12-31
    Metlife Investment Fund Services Llc
    Alpharetta, GA
Other Businesses

(1)NAME: VICTORY TABERNACLE CHRUCH INV REL: N ADDR: 3250 SYLVESTER RD ALBANY GA 31705 NATURE: GENERAL HEALTH & WELFARE OF THE CHRUCH POSITION: NON COMPENSATED BOARD MEMBER START: 06/01/2017 NO/HRS MO: 10 NO/HRS MO DUR TRADING: 0. (2)NAME: K AND J MARKETING, LLC INV REL: Y ADDR: 3104 COLUMBIA LANE ALBANY GA 31721 NATURE: INDIVIDUAL LIFE & HEALTH POSITION: AGENT START: 01/02/2017 NO/HRS MO: 10 NO/HRS MO DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-25
S63 Uniform Securities Agent State Law Examination 1992-08-31
  • S65 Uniform Investment Adviser Law Examination
    2003-07-25
  • S63 Uniform Securities Agent State Law Examination
    1992-08-31
Other Names
  • Nick Nickerson

View on SEC IAPD

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