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Christopher Adam Glatz

Mariner

Florham Park, NJ

Chatham, NJ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-12-21
TX RA APPROVED 2021-12-16
  • NJ RA
    APPROVED
    Since 2021-12-21
  • TX RA
    APPROVED
    Since 2021-12-16

Branch Locations

180 Park Avenue Suite 201, Florham Park, NJ 07932 • United States

1 Main Street # 202, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fcg Advisors, Llc Chatham NJ 09/1996 12/2021
Cambridge Investment Research, Inc Fairfield IA 08/2020 12/2021
Mariner Wealth Advisors Chatham NJ 12/2021 Present
Msec, Llc Chatham NJ 12/2021 Present
  • 09/1996 → 12/2021
    Fcg Advisors, Llc
    Chatham, NJ
  • 08/2020 → 12/2021
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 12/2021 → Present
    Mariner Wealth Advisors
    Chatham, NJ
  • 12/2021 → Present
    Msec, Llc
    Chatham, NJ
Previous Registrations
Other Businesses

MSEC, LLC; Registered Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-10
S63 Uniform Securities Agent State Law Examination 1993-11-18
  • S65 Uniform Investment Adviser Law Examination
    2020-11-10
  • S63 Uniform Securities Agent State Law Examination
    1993-11-18
Other Names
  • Christopher A Glatz

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
ROCKEFELLER FINANCIAL LLC
USI SECURITIES, INC.

Other Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman
Raman Bhalla
Keyana Adelina Touchette
Luke Robert Warren Rich
Hunter William Kolmodin
Nicholas Henry Hoy

Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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