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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-13
NY RA APPROVED 2021-04-16
  • CO RA
    APPROVED
    Since 2025-01-13
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

21 Fennell St Ste 2, Skaneateles, NY 13152 • United States

Vail, CO • United States

Skaneateles, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Skaneateles NY 09/2005 03/2020
Ameriprise Financial Services, Llc Skaneateles NY 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Vacant lot. County Line Rd. Sennett, NY, , Sennett, NY, 13152; Not Investment-Related; 05/04/2050 / Lot/Land; 3415 Kane Ave, , Skaneateles, NY, 13152; Not Investment-Related; 08/01/2023. Business Ownership; 1081 Main Street Minturn, LLC; Co-owner; Real Estate; 1081 Main St, , Minturn, CO, 81645; Not Investment-Related; 08/14/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Dwight Winkelman Foundation; Board officer; PO Box 708Skaneateles, NY 13152, , Skaneateles, NY, 13152; Not Investment-Related; 08/04/1992; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17
Designations
Other Names
  • D William Winkelman
  • Dwight William Iii Winkelman
  • Bill Winkelman

View on SEC IAPD

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