David Roberts

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 11/2016
  Wells Fargo Advisors Llc
  Melville, NY
• 11/2016 → 07/2024
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 07/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Melville, NY

Previous Registrations

• 2011-12-02 → 2024-07-15
  Wells Fargo Clearing Services, Llc
  Woodbury, NY
  Melville, NY
• 2009-06-01 → 2011-12-12
  Morgan Stanley
  Jericho, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Jericho, NY
• 2005-09-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Jericho, NY
  Jericho, NY
• 2000-08-03 → 2005-09-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Great Neck, NY

Other Businesses

TRUSTEE FOR MOTHER'S TRUST, INV RELATED, DIX HILLS, NY, START: 3/8/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-08
• S63 Uniform Securities Agent State Law Examination
  1992-11-06

Other Names

• David Corey Roberts
• David C Roberts