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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-02
TX RA APPROVED_RES 2024-04-02
  • CA RA
    APPROVED
    Since 2024-04-02
  • TX RA
    APPROVED_RES
    Since 2024-04-02

Branch Locations

1605 4Th Streeet, Santa Rosa, CA 95404 • United States

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-02-12
CA RA APPROVED 2001-07-05
  • TX RA
    APPROVED_RES
    Since 2004-02-12
  • CA RA
    APPROVED
    Since 2001-07-05

Branch Locations

1605 4Th St, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Santa Rosa CA 06/2001 Present
Wcg Wealth Advisors, Llc (Dba: The Wealth Consulting Group) Santa Rosa CA 01/2019 04/2024
Advvisor Resource Council Santa Rosa CA 04/2024 Present
  • 06/2001 → Present
    Santa Rosa, CA
  • 01/2019 → 04/2024
    Wcg Wealth Advisors, Llc (Dba: The Wealth Consulting Group)
    Santa Rosa, CA
  • 04/2024 → Present
    Advvisor Resource Council
    Santa Rosa, CA
Previous Registrations
Other Businesses

1. 5/4/2009: Encore - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 2. 5/4/2009: Encore Wealth Management Group, Inc. - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 3. 5/4/2009: EW - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 4. 5/4/2009: EWMG - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 5. 4/2009: Encore Wealth - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 5/4/2009: EWM - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 6. 5/4/2009: Encore Wealth Management Group - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 7. 5/21/2012: ENCORE WEALTH MANAGEMENT - InvestRelated--AtReportedBusinessLocation(s) - NON-VARIABLE INSURANCE DBA - OWNER/CEO - TIME SPENT 5% - ESTATE PLANNING AND INSURANCE. 8. 1/22/2016: DKBrown - InvestRelated--1605 Fourth Street, Santa Rosa CA 95404 - Real Estate Rental--Started08/01/2015 - 1Hour/Month;0HoursDuringSecuritiesTrading. 9. 1/16/2019: The Wealth Consulting Group - DBA: Encore Wealth Management - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business)--Started01/11/2019 - 50Hours/Month;5HoursDuringSecuritiesTrading. 10. 06/05/2024 - Advisor Resource Council - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/04/2024 - 6 Hours Per Month/ 0 Hours During Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 6 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-30
S63 Uniform Securities Agent State Law Examination 1992-07-06
  • S65 Uniform Investment Adviser Law Examination
    2001-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-07-06
Designations

View on SEC IAPD

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