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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED_RES | 2024-04-02 |
Branch Locations
1605 4Th Streeet, Santa Rosa, CA 95404 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-02-12 |
| CA | RA | APPROVED | 2001-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Santa Rosa | CA | 06/2001 | Present |
| Wcg Wealth Advisors, Llc (Dba: The Wealth Consulting Group) | Santa Rosa | CA | 01/2019 | 04/2024 |
| Advvisor Resource Council | Santa Rosa | CA | 04/2024 | Present |
1. 5/4/2009: Encore - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 2. 5/4/2009: Encore Wealth Management Group, Inc. - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 3. 5/4/2009: EW - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 4. 5/4/2009: EWMG - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 5. 4/2009: Encore Wealth - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 5/4/2009: EWM - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 6. 5/4/2009: Encore Wealth Management Group - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business). 7. 5/21/2012: ENCORE WEALTH MANAGEMENT - InvestRelated--AtReportedBusinessLocation(s) - NON-VARIABLE INSURANCE DBA - OWNER/CEO - TIME SPENT 5% - ESTATE PLANNING AND INSURANCE. 8. 1/22/2016: DKBrown - InvestRelated--1605 Fourth Street, Santa Rosa CA 95404 - Real Estate Rental--Started08/01/2015 - 1Hour/Month;0HoursDuringSecuritiesTrading. 9. 1/16/2019: The Wealth Consulting Group - DBA: Encore Wealth Management - InvestRelated--AtReportedBusinessLocation(s)--DBAforLPL Business(EntityFor LPL business)--Started01/11/2019 - 50Hours/Month;5HoursDuringSecuritiesTrading. 10. 06/05/2024 - Advisor Resource Council - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/04/2024 - 6 Hours Per Month/ 0 Hours During Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 6 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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