Sandon James Purcell

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 05/2018
  Wells Fargo Advisors Financial Network Llc
  Greenwood Village, CO
• 05/2018 → Present
  Raymond James Financial Services, Inc.
  Greenwood Village, CO
• 05/2018 → Present
  Purcell Capital Management
  Greenwood Village, CO
• 05/2018 → Present
  Pb Capital Partners
  Greenwood Village, CO

Previous Registrations

• 2008-03-14 → 2018-05-29
  Wells Fargo Advisors Financial Network, Llc
  Greenwood Village, CO
• 2000-07-07 → 2008-03-17
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

(1)Name of Business: PB Capital Partners Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/24/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Expense sharing for common office expenses (2)Name of Business: Purcell Capital Management Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/24/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (3)Name of Business: PURCELL DAVID Address: 5299 Dtc Blvd Ste 210, Greenwood Village, CO, 80111-3323, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 04/21/1994 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Successor Trustee of my parents Trust along with my brother

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-19
• S63 Uniform Securities Agent State Law Examination
  1993-03-03