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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-06-29
TX RA APPROVED_RES 2022-04-22
MA RA APPROVED 2003-04-25
  • NH RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • MA RA
    APPROVED
    Since 2003-04-25

Branch Locations

32 Whittier Hwy, Moultonborough, NH 03254 • United States

Moultonborough, NH • United States

67 Hunt Street, Agawam, MA 01001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Moultonborough NH 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
S63 Uniform Securities Agent State Law Examination 1992-07-07
  • S66 Uniform Combined State Law Examination
    2002-10-11
  • S63 Uniform Securities Agent State Law Examination
    1992-07-07

View on SEC IAPD

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