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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-29
CO RA APPROVED 2016-10-21
  • TX RA
    APPROVED_RES
    Since 2018-08-29
  • CO RA
    APPROVED
    Since 2016-10-21

Branch Locations

11050 Se 105Th Ave., Happy Valley, OR 97068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Golden CO 09/2015 Present
Financial Advocates Investment Management Portland OR 09/2015 10/2016
Western Wealth Management Llc Golden CO 10/2016 Present
  • 09/2015 → Present
    Lpl Financial, Llc
    Golden, CO
  • 09/2015 → 10/2016
    Financial Advocates Investment Management
    Portland, OR
  • 10/2016 → Present
    Golden, CO
Previous Registrations
  • 2015-10-09 → 2016-11-09
    Financial Advocates Investment Management
    Portland, OR
    Olympia, WA
  • 2009-08-04 → 2015-09-04
    Tualatin, OR
    Wilsonville, OR
    Sherwood, OR
    Tigard, OR
    Happy Valley, OR
    Portland, OR
    Lake Oswego, OR
    West Linn, OR
    Canby, OR
    Molalla, OR
    Oregon City, OR
    Tualatin, OR
    Tigard, OR
    Wilsonville, OR
    Molalla, OR
    Canby, OR
  • 2008-04-15 → 2009-07-20
    Wells Fargo Investments, Llc
    Portland, OR
    Portland, OR
    Tigard, OR
    Portland, OR
  • 2006-01-23 → 2008-04-10
    Beaverton, OR
    Beaverton, OR
    Portland, OR
    Tigard, OR
    Tualatin, OR
    Wilsonville, OR
    Beaverton, OR
    Beaverton, OR
  • 2002-10-04 → 2003-10-07
    Cetera Wealth Services, Llc
    Scottsdale, AZ
Other Businesses

(1) 10/27/2016: Western Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start 10/03/2016 - 12 Hr/Mo; 40 Hour(s) During Securities Trading. (2) 4/26/2017: Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/19/2016 - 40 Hours Per Month/30 Hours During Securities Trading (3) 06/07/2023 - Costco - Not Investment Related - 4849 NE 138th Ave, Portland, OR 97230 - Outside/W-2 Employment - Clerk - Start Date 05/16/2023 - 64 Hours Per Month/ 0 Hours During Securities Trading (4) 04/03/2025 - Rmac9549 - Other - Internet Sales on Ebay and Amazon - Not Investment Related - Home Based - Start date: 02/14/2024 - 5 Hours Per Month/ 0 Hours During Securities Trading (5) 01/26/2026 - Skincare by Marci - Business Owner - Co-Owner - Not Investment Related - Oregon City, OR - Start Date 02/02/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-01
S63 Uniform Securities Agent State Law Examination 1992-07-10
  • S66 Uniform Combined State Law Examination
    2002-08-01
  • S63 Uniform Securities Agent State Law Examination
    1992-07-10
Other Names
  • Mike Mcdonald

View on SEC IAPD

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