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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-29 |
| CO | RA | APPROVED | 2016-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Golden | CO | 09/2015 | Present |
| Financial Advocates Investment Management | Portland | OR | 09/2015 | 10/2016 |
| Western Wealth Management Llc | Golden | CO | 10/2016 | Present |
(1) 10/27/2016: Western Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start 10/03/2016 - 12 Hr/Mo; 40 Hour(s) During Securities Trading. (2) 4/26/2017: Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/19/2016 - 40 Hours Per Month/30 Hours During Securities Trading (3) 06/07/2023 - Costco - Not Investment Related - 4849 NE 138th Ave, Portland, OR 97230 - Outside/W-2 Employment - Clerk - Start Date 05/16/2023 - 64 Hours Per Month/ 0 Hours During Securities Trading (4) 04/03/2025 - Rmac9549 - Other - Internet Sales on Ebay and Amazon - Not Investment Related - Home Based - Start date: 02/14/2024 - 5 Hours Per Month/ 0 Hours During Securities Trading (5) 01/26/2026 - Skincare by Marci - Business Owner - Co-Owner - Not Investment Related - Oregon City, OR - Start Date 02/02/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-10 |
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