Brian Noel David

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2003-01-13
TX	RA	APPROVED_RES	1996-01-23

GA RA
APPROVED

Since 2003-01-13
TX RA
APPROVED_RES

Since 1996-01-23

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

600 Northpark Town Center 1200 Abernathy Rd Suite 1850, Atlanta, GA 30328 • United States

Dawsonville, GA • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	10/1995	Present

10/1995 → Present

Ubs Financial Services Inc.

Atlanta, GA

Other Businesses

1.O'DONNELL FAMILY INSURANCE TRUST U/A 6/1/18 B.D. TTEE, i cut a check once a year from this account to pay life insurance premium, Start date-2/21/2018, Rockville CentreNew York United States-11570.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-07
S63	Uniform Securities Agent State Law Examination	1992-06-22

S65 Uniform Investment Adviser Law Examination

1995-12-07
S63 Uniform Securities Agent State Law Examination

1992-06-22

View on SEC IAPD