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Ana Nmn Blumberg-Markus

Beverly Hills Capital Management LLC

Beverly Hills, CA

CRD 2237996

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Employer firm

Beverly Hills Capital Management LLC CRD 164142

$19.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Beverly Hills Capital Management Llc

Beverly Hills, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-06-13
  • CA RA
    APPROVED
    Since 2012-06-13

Branch Locations

Beverly Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Beverly Hills Capital Management, Llc Beverly Hills CA 04/2012 Present
Previous Registrations
Other Businesses

MS. BLUMBERG IS A SCULPTOR, NOT INVESTMENT RELATED, 136 SOUTH CLARK DRIVE, BEVERLY HILLS, California 90211, ARTISTIC IN NATURE, SCULPTOR, START DATE: JANUARY 2008, 16 HOURS A MONTH, NONE DURING TRADING HOURS, MS. BLUMBERG MAY SCULPT AND SELL PIECES IRREGULARLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-31
S63 Uniform Securities Agent State Law Examination 1992-06-15
  • S65 Uniform Investment Adviser Law Examination
    1994-10-31
  • S63 Uniform Securities Agent State Law Examination
    1992-06-15
Other Names
  • Ana Blumberg
  • Ana Blumbergmarkus
  • Ana Blumberg-Markus

View on SEC IAPD

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