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Daniel Clay Mclaughlin

LPl Financial LLC

Rock Island, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-29
IL RA APPROVED 2010-04-26
  • TX RA
    APPROVED_RES
    Since 2010-04-29
  • IL RA
    APPROVED
    Since 2010-04-26

Branch Locations

2100 18Th Ave Ste 3, Rock Island, IL 61201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Rock Island IL 04/2010 Present
  • 04/2010 → Present
    Lpl Financial
    Rock Island, IL
Previous Registrations
Other Businesses

1. 04/26/10 - DBA DILLENDER FINANCIAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-17
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S65 Uniform Investment Adviser Law Examination
    2003-11-17
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05

View on SEC IAPD

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