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Karen Marie Bausch

Wells Fargo Clearing Services, LLC

Wyomissing, PA

Wyomissing, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-05-26
  • PA RA
    APPROVED
    Since 2011-05-26

Branch Locations

1 Meridian Blvd Ste 3B01 [Support Center], Wyomissing, PA 19610 • United States

1250 Broadcasting Rd [L4-Rbo], Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Reading PA 06/2002 Present
Wells Fargo Advisors Llc Reading PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Reading PA 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Reading, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Reading, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Reading, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-25
S63 Uniform Securities Agent State Law Examination 1996-04-23
  • S66 Uniform Combined State Law Examination
    2011-05-25
  • S63 Uniform Securities Agent State Law Examination
    1996-04-23
Other Names
  • Karen M Raifsnider

View on SEC IAPD

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Other Offices

ATLAS WEALTH PARTNERS LLC · WYOMISSING, PA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WYOMISSING, PA
MORGAN STANLEY · Wyomissing, PA
TRUIST ADVISORY SERVICES, INC. · WYOMISSING, PA
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