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Karen Blodgett Lamberton

Ubs Financial Services Inc.

Newburgh, ME

Bangor, ME

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2002-08-19
  • ME RA
    APPROVED
    Since 2002-08-19

Branch Locations

Newburgh, ME • United States

One Merchants Plaza Third Floor, Bangor, ME 04401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bangor ME 03/1992 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-13
S65 Uniform Investment Adviser Law Examination 1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
Other Names
  • Karen B Lamberton

View on SEC IAPD

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